Chief Compliance Officer · Catalyst Capital Advisors LLC
Robert D. Glass
CRD 2773736 · Named on Form ADV at 4 SEC-registered advisers
At a glance
Catalyst Capital Advisors LLC, an SEC-registered asset manager based in SAN Juan, PR with $10.3 billion in regulatory assets, lists Robert D. Glass on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Robert at 3 other registered advisers.
Firms and roles
- Catalyst Capital Advisors LLCChief Compliance OfficerAsset manager · SAN Juan, PR · $10B in regulatory assets
- Rational Advisors, Inc.Chief Compliance OfficerAsset manager · SAN Juan, PR · $2.6B in regulatory assets
- Alphacentric Advisors LLCCCOAsset manager · SAN Juan, PR · $433M in regulatory assets
- Catalyst International Advisors LLCChief Compliance OfficerPrivate fund adviser · SAN Juan, PR · $58M in regulatory assets
AtlasMembers
Robert’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 4 firmsLocked
- Control-person status
- 4 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Jerry J. SzilagyiChief Executive Officer and Managing Member, Catalyst Capital Advisors LLC
- David S. MillerSenior Portfolio Manager, Catalyst Capital Advisors LLC
- Michael T. SchoonoverChief Operating Officer, Catalyst Capital Advisors LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.