Chief Compliance Officer · Lake Hill Capital Management, LLC
Robert K. Beauregard
CRD 1455352 · Named on Form ADV at one SEC-registered adviser
At a glance
Lake Hill Capital Management, LLC, an SEC-registered asset manager based in New York, NY with $1.6 billion in regulatory assets, lists Robert K. Beauregard on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Lake Hill Capital Management, LLCChief Compliance OfficerAsset manager · New York, NY · $1.6B in regulatory assets
AtlasMembers
Robert’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Joseph P. ElmlingerMember, Lake Hill Capital Management, LLC
- Zemach M. SternbergManaging Member, Lake Hill Capital Management, LLC
- Alexander C DefeoMember, Lake Hill Capital Management, LLC
- Eric LauMember, Lake Hill Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.