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Chief Compliance Officer · Build Asset Management

Rita E. Tholt

CRD 2194696 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Build Asset Management, an SEC-registered asset manager based in Jefferson City, MO with $65 million in regulatory assets, lists Rita E. Tholt on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Rita at 1 other registered adviser.

Firms and roles

AtlasMembers

Rita’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Matthew G. DinesChairman, Chief Financial Officer, Chief Investment Officer, Build Asset Management
  • John L. RuthPresident, CEO, Build Asset Management
  • David E. MartinChief Operating Officer, Build Asset Management
  • Mebane T. FaberChief Investment Officer; Chief Executive Officer; Limited Partner, Cambria Investment Management, L.P.
  • Jonathan S KeetzChief Operating Officer, Cambria Investment Management, L.P.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Rita’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.