President/chief Compliance Officer · Financial Independence, LLC
Rick W. Campbell
CRD 4566472 · Named on Form ADV at one SEC-registered adviser
At a glance
Financial Independence, LLC, an SEC-registered wealth manager based in Warwick, RI with $288 million in regulatory assets, lists Rick W. Campbell on its Form ADV as President/chief Compliance Officer, a control person.
Firms and roles
- Financial Independence, LLCPresident/chief Compliance OfficerWealth manager · Warwick, RI · $288M in regulatory assets
AtlasMembers
Rick’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Rick’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.