Member - Chief Compliance Officer · Granite Group Advisors, LLC
Richard C. Zipkis
CRD 4656567 · Named on Form ADV at one SEC-registered adviser
At a glance
Granite Group Advisors, LLC, an SEC-registered asset manager based in Stamford, CT with $830 million in regulatory assets, lists Richard C. Zipkis on its Form ADV as Member - Chief Compliance Officer, a control person.
Firms and roles
- Granite Group Advisors, LLCMember - Chief Compliance OfficerAsset manager · Stamford, CT · $830M in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Lyle B. HimebaughManaging Member, Granite Group Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.