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Chief Operating Officer, AML Officer, Technology Officer · Milestone Investments, Inc.

Richard Woodrow Jr Addis

CRD 3143354 · Named on Form ADV at one SEC-registered adviser

At a glance

Milestone Investments, Inc., an SEC-registered broker-dealer firm based in Charlotte, NC with $277 million in regulatory assets, lists Richard Woodrow Jr Addis on its Form ADV as Chief Operating Officer, AML Officer, Technology Officer, a control person.

Firms and roles

  • Milestone Investments, Inc.Chief Operating Officer, AML Officer, Technology OfficerBroker-dealer firm · Charlotte, NC · $277M in regulatory assets

AtlasMembers

Richard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.