Chief Compliance Officer · Snowden Capital Advisors LLC
Richard L. West
CRD 4470264 · Named on Form ADV at one SEC-registered adviser
At a glance
Snowden Capital Advisors LLC, an SEC-registered wealth manager based in New York, NY with $8.9 billion in regulatory assets, lists Richard L. West on its Form ADV as Chief Compliance Officer.
Firms and roles
- Snowden Capital Advisors LLCChief Compliance OfficerWealth manager · New York, NY · $8.9B in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Robert J. MooneyChief Executive Officer, Snowden Capital Advisors LLC
- Gregory C. FranksPresident, Snowden Capital Advisors LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.