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EVP and Financial Transition Advisor · Capital Investment Advisors

Richard A. Weinberg

CRD 4487549 · Named on Form ADV at one SEC-registered adviser

At a glance

Capital Investment Advisors, an SEC-registered wealth manager based in Washington D.C., DC with $374 million in regulatory assets, lists Richard A. Weinberg on its Form ADV as EVP and Financial Transition Advisor, a control person.

Firms and roles

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Richard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.