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Managing Partner and Chief Compliance Officer · Alphaai Capital Management

Richard L. Sun

CRD 6211635 · Named on Form ADV at one SEC-registered adviser

At a glance

Alphaai Capital Management, an SEC-registered wealth manager with $5 million in regulatory assets, lists Richard L. Sun on its Form ADV as Managing Partner and Chief Compliance Officer, a control person.

Firms and roles

  • Alphaai Capital ManagementManaging Partner and Chief Compliance OfficerWealth manager · United States · $5M in regulatory assets

AtlasMembers

Richard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.