Managing Member · ARQ Wealth Advisors, LLC
Richard A. Siegel
CRD 2857109 · Named on Form ADV at one SEC-registered adviser
At a glance
ARQ Wealth Advisors, LLC, an SEC-registered wealth manager based in Scottsdale, AZ with $1.2 billion in regulatory assets, lists Richard A. Siegel on its Form ADV as Managing Member, a control person.
Firms and roles
- ARQ Wealth Advisors, LLCManaging MemberWealth manager · Scottsdale, AZ · $1.2B in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- James N. RobinsonMember, ARQ Wealth Advisors, LLC
- Carl S. MarinerPartner/director of Strategic Planning, ARQ Wealth Advisors, LLC
- William D. LeeMember, ARQ Wealth Advisors, LLC
- Matthew J. DunnCCO, ARQ Wealth Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.