Chief Compliance Officer · Wealthgen Advisors, LLC
Richard A. Rayles
CRD 7820684 · Named on Form ADV at one SEC-registered adviser
At a glance
Wealthgen Advisors, LLC, an SEC-registered wealth manager based in Sarasota, FL with $147 million in regulatory assets, lists Richard A. Rayles on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Wealthgen Advisors, LLCChief Compliance OfficerWealth manager · Sarasota, FL · $147M in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Kenneth J. HargreavesOwner / Managing Member, Wealthgen Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.