President/chief Compliance Officer · Perkins Capital Management Inc
Richard C. Perkins
CRD 851551 · Named on Form ADV at one SEC-registered adviser
At a glance
Perkins Capital Management Inc, an SEC-registered wealth manager based in Wayzata, MN with $148 million in regulatory assets, lists Richard C. Perkins on its Form ADV as President/chief Compliance Officer, a control person.
Firms and roles
- Perkins Capital Management IncPresident/chief Compliance OfficerWealth manager · Wayzata, MN · $148M in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2025
- Designations
- Chartered Financial Analyst
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Richard’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Daniel S. PerkinsChief Operating Officer, Perkins Capital Management Inc
- Harry A. LindbergVice President, Perkins Capital Management Inc
- Nancy S. LindbergAVP Operations, Perkins Capital Management Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.