Chief Compliance Officer · Arlington Partners LLC
Richard L. Pearson
CRD 7886982 · Named on Form ADV at one SEC-registered adviser
At a glance
Arlington Partners LLC, an SEC-registered private fund adviser based in Birmingham, AL with $2.3 billion in regulatory assets, lists Richard L. Pearson on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Arlington Partners LLCChief Compliance OfficerPrivate fund adviser · Birmingham, AL · $2.3B in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Kenneth H. PolkChief Executive Officer/chief Investment Officer, Arlington Partners LLC
- William A. LevantChief Investment Strategist, Arlington Partners LLC
- Emily VanlandinghamChief Operating Officer, Arlington Partners LLC
- Stephen J. RoweGeneral Counsel, Arlington Partners LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.