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Managing Member and Chief Compliance Officer · ISC Financial Advisors

Richard J. Murray

CRD 1107727 · Named on Form ADV at one SEC-registered adviser

At a glance

ISC Financial Advisors, an SEC-registered wealth manager based in Albert LEA, MN with $1.6 billion in regulatory assets, lists Richard J. Murray on its Form ADV as Managing Member and Chief Compliance Officer, a control person.

Firms and roles

  • ISC Financial AdvisorsManaging Member and Chief Compliance OfficerWealth manager · Albert LEA, MN · $1.6B in regulatory assets

AtlasMembers

Richard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.