General Counsel · Proshare Advisors LLC
Richard F. Morris
CRD 5097044 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Proshare Advisors LLC, an SEC-registered asset manager based in Bethesda, MD with $85.3 billion in regulatory assets, lists Richard F. Morris on its Form ADV as General Counsel, a control person. The SEC filings also name Richard at 2 other registered advisers.
Firms and roles
- Proshare Advisors LLCGeneral CounselAsset manager · Bethesda, MD · $85B in regulatory assets
- Profund Advisors LLCGeneral CounselAsset manager · Bethesda, MD · $5.2B in regulatory assets
- Proshare Investment Management LLCGeneral CounselAsset manager · Bethesda, MD · $0M in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Michael L. SapirChief Executive Officer, Proshare Advisors LLC
- Louis M. MaybergPrincipal, Proshare Advisors LLC
- Victor M. FryeChief Compliance Officer, Proshare Advisors LLC
- Todd B. JohnsonChief Investment Officer, Proshare Advisors LLC
- Alexis N. DepetrisManaging Director, Operations & Technology, Proshare Advisors LLC
1 more person named with Richard on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.