Managing Member and Chief Compliance Officer · 103 Advisory Group
Richard J. Milton
CRD 2632784 · Named on Form ADV at one SEC-registered adviser
At a glance
103 Advisory Group, an SEC-registered wealth manager based in Chicago, IL with $257 million in regulatory assets, lists Richard J. Milton on its Form ADV as Managing Member and Chief Compliance Officer, a control person.
Firms and roles
- 103 Advisory GroupManaging Member and Chief Compliance OfficerWealth manager · Chicago, IL · $257M in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- John A. MariscalcoWealth Advisor, 103 Advisory Group
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.