Chief Compliance Officer · Ullico Investment Advisors, Inc.
Richard F. Larocque
CRD 2874559 · Named on Form ADV at one SEC-registered adviser
At a glance
Ullico Investment Advisors, Inc., an SEC-registered private fund adviser based in Bethesda, MD with $13.9 billion in regulatory assets, lists Richard F. Larocque on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Ullico Investment Advisors, Inc.Chief Compliance OfficerPrivate fund adviser · Bethesda, MD · $14B in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Joseph R. LinehanPresident, Director, Ullico Investment Advisors, Inc.
- Cathy A. HumphreyDirector, Chief Operating Officer, Ullico Investment Advisors, Inc.
- Herbert KolbenDirector, SR. Vice President, Ullico Investment Advisors, Inc.
- Kenneth D. ScottDirector, Ullico Investment Advisors, Inc.
- Hugh J. DarceySR. Vice President, Real Estate Equity Fund, Ullico Investment Advisors, Inc.
2 more people named with Richard on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.