President, CEO, Board of Managers · PNC Wealth Management
Richard Robert Guerrini
CRD 1990015 · Named on Form ADV at one SEC-registered adviser
At a glance
PNC Wealth Management, an SEC-registered broker-dealer firm based in Pittsburgh, PA with $30.3 billion in regulatory assets, lists Richard Robert Guerrini on its Form ADV as President, CEO, Board of Managers, a control person.
Firms and roles
- PNC Wealth ManagementPresident, CEO, Board of ManagersBroker-dealer firm · Pittsburgh, PA · $30B in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2005 (21 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Richard’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Margaret Mary RichardsonChief Operating Officer/board of Managers, PNC Wealth Management
- Robert Wilson SantilloBoard of Managers, PNC Wealth Management
- Leigh Chase ThompsonChief Legal Officer, PNC Wealth Management
- Jessica MitchellBoard of Managers, PNC Wealth Management
- John Paul HolodinskiBoard of Managers, PNC Wealth Management
4 more people named with Richard on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.