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Chief Compliance Officer · IFM Investors (US) Advisor, LLC

Richard E. Gruber

CRD 5256033 · Named on Form ADV at one SEC-registered adviser

At a glance

IFM Investors (US) Advisor, LLC, an SEC-registered private fund adviser based in New York, NY with $44.2 billion in regulatory assets, lists Richard E. Gruber on its Form ADV as Chief Compliance Officer.

Firms and roles

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Richard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Julio F. GarciaDirector of IFM Investors (US) Advisor, LLC, IFM Investors (US) Advisor, LLC
  • Richard A. RandallDirector of IFM Investors (US) Advisor, LLC, IFM Investors (US) Advisor, LLC
  • Angola RussellDirector of IFM Investors (US) Advisor, LLC and Head of Commercial - Legal (americas), IFM Investors (US) Advisor, LLC
  • Rajiv VyasExecutive Director, Head of Compliance, IFM Investors (US) Advisor, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.