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Chief Compliance Officer, Managing Member · Anchor & Oak Wealth Advisors, LLC

Richard Frey

CRD 1437611 · Named on Form ADV at one SEC-registered adviser

At a glance

Anchor & Oak Wealth Advisors, LLC, an SEC-registered asset manager based in Marco Island, FL with $0 in regulatory assets, lists Richard Frey on its Form ADV as Chief Compliance Officer, Managing Member, a control person.

Firms and roles

AtlasMembers

Richard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Mark P. CollinsworthPortfolio Manager/investment Adviser Representative, Anchor & Oak Wealth Advisors, LLC
  • Joshua J. JoinerManaging Partner/investment Adviser Representative, Anchor & Oak Wealth Advisors, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.