Adviser and broker representative · Ameriprise Financial Services, LLC
Richard L. Clark
CRD 2817018 · Mesa, AZ
At a glance
Richard L. Clark is an investment adviser representative with Ameriprise Financial Services, LLC in Mesa, AZ, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Richard’s SEC record dates to 2020, about 6 years ago. Richard is also registered as a broker representative. Designations on file: Personal Financial Specialist.
Current advisory firm
- Ameriprise Financial Services, LLCSince July 2020Mesa, AZ · $660B in regulatory assets
SEC adviser record
- Registered since
- 2020 (6 years)
- Designations
- Personal Financial Specialist
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Richard’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.