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General Counsel / Chief Compliance Officer · Veris Wealth Partners, LLC

Richard L. Chen

CRD 7292162 · Named on Form ADV at 7 SEC-registered advisers

At a glance

Veris Wealth Partners, LLC, an SEC-registered wealth manager based in Oakland, CA with $2.9 billion in regulatory assets, lists Richard L. Chen on its Form ADV as General Counsel / Chief Compliance Officer, a control person. The SEC filings also name Richard at 6 other registered advisers.

Firms and roles

AtlasMembers

Richard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
7 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (24)

  • Michael LentChief Financial Officer & Co-Chief Investment Officer, Veris Wealth Partners, LLC
  • Nicole M. DavisSenior Wealth Manager, Veris Wealth Partners, LLC
  • Alison L. PyottChief Client Services Officer, Veris Wealth Partners, LLC
  • Lori K. ChoiSenior Wealth Manager, Veris Wealth Partners, LLC
  • Stephanie C. RuppChief Executive Officer, Veris Wealth Partners, LLC

19 more people named with Richard on the same filings, with titles and firms. Free in Atlas with a free account.

See all 24 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.