Member and Chief Compliance Officer · Stronghold Wealth Management L.L.C.
Richard H. Alley
CRD 2760535 · Named on Form ADV at one SEC-registered adviser
At a glance
Stronghold Wealth Management L.L.C., an SEC-registered wealth manager based in Tampa, FL with $173 million in regulatory assets, lists Richard H. Alley on its Form ADV as Member and Chief Compliance Officer, a control person.
Firms and roles
- Stronghold Wealth Management L.L.C.Member and Chief Compliance OfficerWealth manager · Tampa, FL · $173M in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Keith E. DowneyMember, Stronghold Wealth Management L.L.C.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.