Chief Compliance Officer · Guepardo Investimentos Ltda
Ricardo R. De Carvalho
CRD 6925250 · Named on Form ADV at one SEC-registered adviser
At a glance
Guepardo Investimentos Ltda, an SEC-registered asset manager based in São Paulo,sp, Brazil with $5 million in regulatory assets, lists Ricardo R. De Carvalho on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Guepardo Investimentos LtdaChief Compliance OfficerAsset manager · São Paulo,sp, Brazil · $5M in regulatory assets
AtlasMembers
Ricardo’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Roberto D. EstevesChief Investor Relations Officer, Guepardo Investimentos Ltda
- Octavio F. De MagalhaesChief Executive Officer, Guepardo Investimentos Ltda
- Rafael F. de MoraesOwner, Guepardo Investimentos Ltda
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ricardo’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.