Managing Director · Aristotle Investment Services, LLC
Ricardo Costa
CRD 5150821 · Named on Form ADV at one SEC-registered adviser
At a glance
Aristotle Investment Services, LLC, an SEC-registered asset manager based in Newport Beach, CA with $16.5 billion in regulatory assets, lists Ricardo Costa on its Form ADV as Managing Director, a control person.
Firms and roles
- Aristotle Investment Services, LLCManaging DirectorAsset manager · Newport Beach, CA · $17B in regulatory assets
AtlasMembers
Ricardo’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Carol E. RumseyChief Compliance Officer, Aristotle Investment Services, LLC
- Joseph G. LallandeDeputy Chief Legal Officer, Aristotle Investment Services, LLC
- Dominic D. NolanChief Executive Officer, Aristotle Investment Services, LLC
- Joshua B. SchwabChief Financial Officer, Aristotle Investment Services, LLC
- Thomas J. FuccilloChief Legal Officer, Aristotle Investment Services, LLC
1 more person named with Ricardo on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ricardo’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.