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Founder and Chief Compliance Officer · Seneca Capital Management, LLC

RHETT A. TREES

CRD 5777621 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Seneca Capital Management, LLC, an SEC-registered private fund adviser based in Denver, CO with $120 million in regulatory assets, lists RHETT A. TREES on its Form ADV as Founder and Chief Compliance Officer, a control person. The SEC filings also name RHETT at 1 other registered adviser.

Firms and roles

AtlasMembers

RHETT’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For RHETT’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.