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Chairman of the Board / Chief Compliance Officer · Finec Asset Management

Rene Toussaint-Lopez

CRD 6224198 · Named on Form ADV at one SEC-registered adviser

At a glance

Finec Asset Management, an SEC-registered wealth manager based in SAN Diego, CA with $157 million in regulatory assets, lists Rene Toussaint-Lopez on its Form ADV as Chairman of the Board / Chief Compliance Officer, a control person.

Firms and roles

  • Finec Asset ManagementChairman of the Board / Chief Compliance OfficerWealth manager · SAN Diego, CA · $157M in regulatory assets

AtlasMembers

Rene’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Rene’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.