Treasurer, Financial Operations Principal, Vice President, Director · Capital Client Group, Inc.
Rene Margaret Burton
CRD 1956766 · Named on Form ADV at one SEC-registered adviser
At a glance
Capital Client Group, Inc., an SEC-registered broker-dealer firm based in LOS Angeles, CA with $0 in regulatory assets, lists Rene Margaret Burton on its Form ADV as Treasurer, Financial Operations Principal, Vice President, Director, a control person.
Firms and roles
- Capital Client Group, Inc.Treasurer, Financial Operations Principal, Vice President, DirectorBroker-dealer firm · LOS Angeles, CA · $0M in regulatory assets
AtlasMembers
Rene’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Timothy William McHaleSecretary, Capital Client Group, Inc.
- Matthew Philip O'ConnorChairman & Chief Executive Officer, Director, Capital Client Group, Inc.
- Michael James TriesslDirector, Capital Client Group, Inc.
- Albert Jr AguilarChief Compliance Officer, Vice President, Director, Capital Client Group, Inc.
- Keith Alan PikenSenior Vice President, Director, Capital Client Group, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Rene’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.