President & Chief Compliance Officer · Olympus Peaks Financial, LLC
Reginald T. Maxfield
CRD 5308823 · Named on Form ADV at one SEC-registered adviser
At a glance
Olympus Peaks Financial, LLC, an SEC-registered wealth manager based in Sandy, UT with $141 million in regulatory assets, lists Reginald T. Maxfield on its Form ADV as President & Chief Compliance Officer, a control person.
Firms and roles
- Olympus Peaks Financial, LLCPresident & Chief Compliance OfficerWealth manager · Sandy, UT · $141M in regulatory assets
AtlasMembers
Reginald’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Reginald’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.