Branch Manager/ Muni Principal/ Board Member · First Kentucky Securities Corp
Raymond Strand Jr Kramer
CRD 1053345 · Named on Form ADV at one SEC-registered adviser
At a glance
First Kentucky Securities Corp, an SEC-registered broker-dealer firm based in Louisville, KY with $566 million in regulatory assets, lists Raymond Strand Jr Kramer on its Form ADV as Branch Manager/ Muni Principal/ Board Member, a control person.
Firms and roles
- First Kentucky Securities CorpBranch Manager/ Muni Principal/ Board MemberBroker-dealer firm · Louisville, KY · $566M in regulatory assets
AtlasMembers
Raymond’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2013 (13 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Raymond’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Frederick Jennings KramerRegistered Representative, First Kentucky Securities Corp
- Christina Jones HarrisonVice President/ Shareholder, First Kentucky Securities Corp
- William Cranston Jr FenwickSenior VP & Board Member, First Kentucky Securities Corp
- Kevin Patrick OconnorSenior Vice President/board Member, First Kentucky Securities Corp
- Ann Marie NicholsonCCO, First Kentucky Securities Corp
4 more people named with Raymond on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Raymond’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.