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Treasurer and Secretary, Finop, Principal Financial Officer, Principal Operations Officer · Harbor Investment Advisory, LLC

Raymond Patrick Dean

CRD 2420032 · Named on Form ADV at one SEC-registered adviser

At a glance

Harbor Investment Advisory, LLC, an SEC-registered broker-dealer firm based in Lutherville, MD with $6.9 billion in regulatory assets, lists Raymond Patrick Dean on its Form ADV as Treasurer and Secretary, Finop, Principal Financial Officer, Principal Operations Officer, a control person.

Firms and roles

  • Harbor Investment Advisory, LLCTreasurer and Secretary, Finop, Principal Financial Officer, Principal Operations OfficerBroker-dealer firm · Lutherville, MD · $6.9B in regulatory assets

AtlasMembers

Raymond’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Raymond’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.