Managing Member and Chief Compliance Officer · North Compass Financial Advisors, LLC
Raymond L. Nikkel
CRD 1833934 · Named on Form ADV at one SEC-registered adviser
At a glance
North Compass Financial Advisors, LLC, an SEC-registered wealth manager based in Grand Rapids, MN with $146 million in regulatory assets, lists Raymond L. Nikkel on its Form ADV as Managing Member and Chief Compliance Officer, a control person.
Firms and roles
- North Compass Financial Advisors, LLCManaging Member and Chief Compliance OfficerWealth manager · Grand Rapids, MN · $146M in regulatory assets
AtlasMembers
Raymond’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Raymond’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.