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CEO · 15 Equity

Raymond J. Lucia

CRD 4504365 · Named on Form ADV at 2 SEC-registered advisers

At a glance

15 Equity, an SEC-registered wealth manager based in Santa Barbara, CA with $136 million in regulatory assets, lists Raymond J. Lucia on its Form ADV as CEO, a control person. The SEC filings also name Raymond at 1 other registered adviser.

Firms and roles

  • 15 EquityCEOWealth manager · Santa Barbara, CA · $136M in regulatory assets
  • Validex Global InvestingMember, Series P UnitsAsset manager · Irvine, CA · $353M in regulatory assets

AtlasMembers

Raymond’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

4 more people named with Raymond on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Raymond’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.