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Partner/chief Compliance Officer/portfolio Manager/managing Member · Midwest Financial Network, LLC

Raymond J. Kozicki

CRD 4990749 · Named on Form ADV at one SEC-registered adviser

At a glance

Midwest Financial Network, LLC, an SEC-registered wealth manager based in Tinley Park, IL with $142 million in regulatory assets, lists Raymond J. Kozicki on its Form ADV as Partner/chief Compliance Officer/portfolio Manager/managing Member, a control person.

Firms and roles

  • Midwest Financial Network, LLCPartner/chief Compliance Officer/portfolio Manager/managing MemberWealth manager · Tinley Park, IL · $142M in regulatory assets

AtlasMembers

Raymond’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
Locked
Each firm’s assets and growth
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Search and export owners by title, state and firm size
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Ryan E. BiniakPartner/assistant Portfolio Manager/operations Manager, Midwest Financial Network, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Raymond’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.