Chief Operating Officer and Chief Compliance Officer · LAS Olas Capital Wealth LLC
Raymond N. Catone
CRD 2259396 · Named on Form ADV at 2 SEC-registered advisers
At a glance
LAS Olas Capital Wealth LLC, an SEC-registered asset manager based in Fort Lauderdale, FL with $269 million in regulatory assets, lists Raymond N. Catone on its Form ADV as Chief Operating Officer and Chief Compliance Officer, a control person. The SEC filings also name Raymond at 1 other registered adviser.
Firms and roles
- LAS Olas Capital Wealth LLCChief Operating Officer and Chief Compliance OfficerAsset manager · Fort Lauderdale, FL · $269M in regulatory assets
- LAS Olas Capital Advisors, LLCCCO, COOPrivate fund adviser · Fort Lauderdale, FL · $267M in regulatory assets
AtlasMembers
Raymond’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Paul C. TannerPresident and CIO, LAS Olas Capital Wealth LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Raymond’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.