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Director · Neuberger Berman Canada ULC

Raymond B. Carroll

CRD 5863755 · Named on Form ADV at one SEC-registered adviser

At a glance

Neuberger Berman Canada ULC, an SEC-registered asset manager based in Toronto, Ontario, Canada with $12.4 billion in regulatory assets, lists Raymond B. Carroll on its Form ADV as Director, a control person.

Firms and roles

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Raymond’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

3 more people named with Raymond on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Raymond’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.