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Owner & Chief Compliance Officer · Carota Wealth Management

Raymond N. Carota

CRD 2784250 · Named on Form ADV at one SEC-registered adviser

At a glance

Carota Wealth Management, an SEC-registered wealth manager with $135 million in regulatory assets, lists Raymond N. Carota on its Form ADV as Owner & Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Raymond’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Raymond’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.