Chief Compliance Officer, Director of Operations · Paradiem, LLC
Ray M. Fenger
CRD 6793275 · Named on Form ADV at one SEC-registered adviser
At a glance
Paradiem, LLC, an SEC-registered wealth manager based in Covington, LA with $483 million in regulatory assets, lists Ray M. Fenger on its Form ADV as Chief Compliance Officer, Director of Operations, a control person.
Firms and roles
- Paradiem, LLCChief Compliance Officer, Director of OperationsWealth manager · Covington, LA · $483M in regulatory assets
AtlasMembers
Ray’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Eric L. DunavantManaging Member and President, Paradiem, LLC
- Milton D. BrownChief Executive Officer, Paradiem, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ray’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.