Adviser and broker representative · LPL Financial LLC
Randy C. Richter
CRD 2641287 · McCook, NE
At a glance
Randy C. Richter is an investment adviser representative with LPL Financial LLC in McCook, NE, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Randy’s SEC record dates to 1997, about 28 years ago. Randy is also registered as a broker representative.
Current advisory firm
- LPL Financial LLCSince February 2020McCook, NE · $819B in regulatory assets
SEC adviser record
- Registered since
- 1997 (28 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Randy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at LPL Financial LLC
- Aaron S. BrozMcCook · Certified Financial Planner
- Samuel M. AamotBeverly Hills
- Patrick E. AaronWashington
- Ashraf M. AbadirBloomingdale
- Fred D. AbajeloSan Jose
- Peter AbbateLakeland
- Hunter R. AbbeWaco
- Richard D. AbbeWaco
Every advisor at LPL Financial LLC →LPL Financial LLC: assets, clients and custodians →LPL Financial news, moves and payouts →Financial advisors in McCook, NE →Advisor Moves: who changed firms this week →