Chief Compliance Officer · Larson Financial Group, LLC
Randy S. Miller
CRD 4798775 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Larson Financial Group, LLC, an SEC-registered broker-dealer firm based in Saint Louis, MO with $5.5 billion in regulatory assets, lists Randy S. Miller on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Randy at 1 other registered adviser.
Firms and roles
- Larson Financial Group, LLCChief Compliance OfficerBroker-dealer firm · Saint Louis, MO · $5.5B in regulatory assets
- Larson Capital Management, LLCChief Compliance OfficerPrivate fund adviser · Chesterfield, MO · $1.4B in regulatory assets
AtlasMembers
Randy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Colin G. WiensPresident, Larson Financial Group, LLC
- Paul D. LarsonPresident, Larson Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Randy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.