Chief Compliance Officer · Oarsman Capital, Inc
Randy J. Heinig
CRD 6414206 · Named on Form ADV at 4 SEC-registered advisers
At a glance
Oarsman Capital, Inc, an SEC-registered wealth manager based in Milwaukee, WI with $1.2 billion in regulatory assets, lists Randy J. Heinig on its Form ADV as Chief Compliance Officer. The SEC filings also name Randy at 3 other registered advisers.
Firms and roles
- Oarsman Capital, IncChief Compliance OfficerWealth manager · Milwaukee, WI · $1.2B in regulatory assets
- Bard Associates IncChief Compliance OfficerWealth manager · Chicago, IL · $416M in regulatory assets
- Lizard Investors LLCChief Compliance OfficerPrivate fund adviser · Chicago, IL · $233M in regulatory assets
- Morningside Asset ManagementChief Compliance OfficerAsset manager · Wilmington, DE · $136M in regulatory assets
AtlasMembers
Randy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 4 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
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Colleagues named on the same filings (14)
- Robert W. PhelpsPresident, Oarsman Capital, Inc
- Benjamin J. KebbekusVice President, Oarsman Capital, Inc
- Derek J. PawlakVice President, Oarsman Capital, Inc
- Peter F. SchumacherShareholder, Oarsman Capital, Inc
- Jaclyn A. GruberShareholder, Oarsman Capital, Inc
9 more people named with Randy on the same filings, with titles and firms. Free in Atlas with a free account.
See all 14 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Randy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.