Chief Investment Officer · Thryve Wealth Management
Randol W. Curtis
CRD 2551404 · Named on Form ADV at one SEC-registered adviser
At a glance
Thryve Wealth Management, an SEC-registered wealth manager based in Santa Barbara, CA with $304 million in regulatory assets, lists Randol W. Curtis on its Form ADV as Chief Investment Officer, a control person.
Firms and roles
- Thryve Wealth ManagementChief Investment OfficerWealth manager · Santa Barbara, CA · $304M in regulatory assets
AtlasMembers
Randol’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Gary K. DorfmanChief Executive Officer, Thryve Wealth Management
- Nicole P. SaragosaChief Compliance Officer, Thryve Wealth Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Randol’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.