Director of Public Investments · Howard Financial Services, LTD.
Randall W. Horton
CRD 5450897 · Named on Form ADV at one SEC-registered adviser
At a glance
Howard Financial Services, LTD., an SEC-registered wealth manager based in Dallas, TX with $1.4 billion in regulatory assets, lists Randall W. Horton on its Form ADV as Director of Public Investments, a control person.
Firms and roles
- Howard Financial Services, LTD.Director of Public InvestmentsWealth manager · Dallas, TX · $1.4B in regulatory assets
AtlasMembers
Randall’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2013 (13 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Randall’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- James N HowardChairman, Howard Financial Services, LTD.
- John T HowardManaging Director, Howard Financial Services, LTD.
- Stephen J. HowardDirector of Private Investments, Howard Financial Services, LTD.
- Derek D. ChildsDirector of Wealth Management, Howard Financial Services, LTD.
- Lisa SmileyDirector of Fund Operations, Howard Financial Services, LTD.
1 more person named with Randall on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Randall’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.