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Chief Compliance Officer · Unio Capital LLC

Raleigh G. Allison

CRD 7713558 · Named on Form ADV at one SEC-registered adviser

At a glance

Unio Capital LLC, an SEC-registered asset manager based in Princeton, NJ with $691 million in regulatory assets, lists Raleigh G. Allison on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Unio Capital LLCChief Compliance OfficerAsset manager · Princeton, NJ · $691M in regulatory assets

AtlasMembers

Raleigh’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Raleigh’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.