Adviser and broker representative · Hsbc Securities (USA) Inc.

Rafael A. Cortez Bernal

CRD 6712291 · Miami, FL

At a glance

Rafael A. Cortez Bernal is an investment adviser representative with Hsbc Securities (USA) Inc. in Miami, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Rafael’s SEC record dates to 2019, about 7 years ago. Rafael is also registered as a broker representative.

Current advisory firm

Hsbc Securities (USA) Inc.Since August 2019Miami, FL · $3.8B in regulatory assets

SEC adviser record

Registered since: 2019 (7 years)
Designations: None on file
Exams: Series 63, Series 66
Registered in: 7 states
Also a broker representative: Yes
Disclosures on record: Yes, see the SEC record

AtlasMembers

Rafael’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website: Locked
Previous firms, with start and end dates: Locked
Employment history: Locked
States they’re registered in: Locked
Outside business activities: Locked
When they joined their current firm, and their firm’s growth: Locked

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.

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