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Chief Compliance Officer · Forward Wealth

Quentin G. Stoker

CRD 7174966 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Forward Wealth, an SEC-registered wealth manager based in Lone Tree, CO with $111 million in regulatory assets, lists Quentin G. Stoker on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Quentin at 2 other registered advisers.

Firms and roles

  • Forward WealthChief Compliance OfficerWealth manager · Lone Tree, CO · $111M in regulatory assets
  • AQIChief Compliance OfficerAsset manager · Lone Tree, CO · $108M in regulatory assets
  • Gallacher Capital Management, LLCCCOWealth manager · Lone Tree, CO · $539M in regulatory assets

AtlasMembers

Quentin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Quentin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.