Chief Compliance Officer/director of Investments and Asset Management · Accord Equity Advisors LLC
Prabhu Raman
CRD 6696742 · Named on Form ADV at one SEC-registered adviser
At a glance
Accord Equity Advisors LLC, an SEC-registered private fund adviser based in SAN Francisco, CA with $194 million in regulatory assets, lists Prabhu Raman on its Form ADV as Chief Compliance Officer/director of Investments and Asset Management, a control person.
Firms and roles
- Accord Equity Advisors LLCChief Compliance Officer/director of Investments and Asset ManagementPrivate fund adviser · SAN Francisco, CA · $194M in regulatory assets
AtlasMembers
Prabhu’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Desiderio G. CoManaging Partner/chief Financial Officer, Accord Equity Advisors LLC
- Jon R. BerquistManaging Partner, Accord Equity Advisors LLC
- Patricia F. PetersonManaging Partner/chief Operating Officer, Accord Equity Advisors LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Prabhu’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.