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Chief Compliance Officer · Arthscience Capital

Poonam Shami

CRD 8183723 · Named on Form ADV at one SEC-registered adviser

At a glance

Arthscience Capital, an SEC-registered asset manager based in Mumbai, Maharashtra, India with $0 in regulatory assets, lists Poonam Shami on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Arthscience CapitalChief Compliance OfficerAsset manager · Mumbai, Maharashtra, India · $0M in regulatory assets

AtlasMembers

Poonam’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Poonam’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.