Chief Compliance Officer · Paamco Prisma, LLC
Polly A. Koop
CRD 6177477 · Named on Form ADV at one SEC-registered adviser
At a glance
Paamco Prisma, LLC, an SEC-registered private fund adviser based in Newport Beach, CA with $14.5 billion in regulatory assets, lists Polly A. Koop on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Paamco Prisma, LLCChief Compliance OfficerPrivate fund adviser · Newport Beach, CA · $14B in regulatory assets
AtlasMembers
Polly’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Mayer J. CheremChief Investment Officer, Manager, Paamco Prisma, LLC
- Beth T. LeonChief Financial Officer, Paamco Prisma, LLC
- Eric C. WolfeChief Executive Officer, Manager, Paamco Prisma, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Polly’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.