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Chief Compliance Officer/member · Focus 401 (k) Group, LLC

Phillip R. Powers

CRD 1400797 · Named on Form ADV at one SEC-registered adviser

At a glance

Focus 401 (k) Group, LLC, an SEC-registered asset manager based in Addison, TX with $170 million in regulatory assets, lists Phillip R. Powers on its Form ADV as Chief Compliance Officer/member, a control person.

Firms and roles

AtlasMembers

Phillip’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Phillip’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.